An asymmetry that the Earth's own orbit puts in
Assumes Microlensing and Parallax.
The first rung of this anchor described a measurement that lasts a few hours, cannot be repeated, and does not require the lens to be visible. The second added a second mass, found the caustic, and used the source’s finite size as a ruler.
Neither rung weighed a lens, and the reason is arithmetic. A single-lens event yields exactly one number that carries dimensions — the Einstein crossing time — and one is not enough.
Why one number is not enough
The Einstein crossing time is θ_E divided by the relative proper motion, and the angular Einstein radius is
with π_rel the relative parallax between lens and source. So
and a measured t_E constrains one combination of three unknowns: the mass, the relative distance and the relative motion. A nearby low-mass lens moving slowly and a distant heavy one moving fast give identical events. That is not a measurement noise problem — the two light curves are the same curve.
The standard escape is a prior. Galactic models supply distributions for the distances and the proper motions of bulge and disc lenses, and a Bayesian estimate of the mass follows with a factor-of-two uncertainty. That is how most published microlensing planet masses are obtained, and it is worth being honest that it is a model output rather than a measurement.
The prior is not arbitrary and it is not innocent either. It encodes the stellar density along the line of sight, the velocity dispersions of the disc and the bulge, and a mass function — and the mass function is the thing being measured. So a mass derived this way carries a circularity that is small when the prior is broad and is not zero, and it is the reason an occurrence rate derived from these events has to be quoted with the assumed Galactic model named.
The alternative is to find more dimensioned quantities in the same data, and there are exactly three of them. The angular Einstein radius θ_E, from the source’s finite size. The microlens parallax π_E, from the observer’s motion. And the astrometric shift of the image centroid, which is θ_E again by another route. Any two of the three give a mass; none of them alone does.
What the Earth’s motion does
Over an event lasting a few days, the observer is on a straight line and the standard picture holds. Over an event lasting months, the observer is on a circle.
The Earth’s orbital displacement over the event, projected onto the sky and measured in Einstein radii, is the microlens parallax π_E = π_rel/θ_E. It adds a wobble to the lens–source relative trajectory, and the effect on the light curve is an asymmetry: the wing during which the Earth’s motion carries it toward the lens is brightened and the other is dimmed.
That asymmetry is the signature, and it is unambiguous in a way that a change of amplitude or duration would not be. A symmetric curve is what a straight track produces, exactly, so any departure from symmetry needs a cause and the observer’s own motion is the first one to test.
It is worth noticing that the effect is a geometric one rather than a photometric one. Nothing about the source or the lens changes; what changes is where the observer is, and therefore what the impact parameter of the trajectory is at each moment. That is why the distortion is a smooth low-order shape rather than a feature — a term in the trajectory rather than a term in the magnification — and why fitting it requires modelling the whole event rather than measuring something at one epoch.
It is also why the effect is bounded. The Earth moves two astronomical units across a diameter, so the wobble it adds is at most 2π_E Einstein radii, and π_E for a typical bulge lens is a few tenths. A parallax of one would mean the Earth’s orbit is the size of the Einstein ring projected to the observer, which happens only for very nearby lenses — and those, being nearby, are exactly the ones whose parallaxes are largest and best measured.
Two constraints and a mass
θ_E and π_E are each a combination of the mass and the relative parallax, and they are different combinations: θ_E² = κ M π_rel, and π_E² = π_rel/(κM). Divide one by the other and π_rel cancels:
There is no distance in that expression. Measuring both quantities weighs the lens without knowing where it is, which is the only route in this subject to a mass that is a measurement rather than a model.
There is a second reading of that formula which is more useful in practice than the first. Rearranged, π_E = π_rel/θ_E says that a large parallax means a small Einstein radius relative to the relative parallax — which happens for a nearby lens, a low-mass lens, or both. So a well-measured parallax is itself an indication of a nearby low-mass object, before any mass is computed, and the events with the largest parallaxes are the nearest lenses in the survey.
That has been used the other way round. The handful of microlensing events with π_E of order one and no light from the lens at all are candidate nearby stellar remnants — cold white dwarfs, neutron stars, isolated black holes — and the argument for what they are is made from the two constraints alone, with the absence of light as the third piece of evidence.
Getting θ_E is the harder half
The parallax is measurable on any sufficiently long event. The angular Einstein radius is not, and that asymmetry decides which events yield masses.
θ_E comes from a finite-source effect: the source has an angular radius θ_, known from its colour and brightness by the surface-brightness relation to a few per cent, and if the light curve shows the source’s size — because it crossed a caustic, or passed very close to the lens — then ρ = θ_/θ_E is measurable and θ_E follows. The fold crossing of the second rung is exactly that situation, which is why planetary events with caustic crossings are the ones with real masses attached.
Without a caustic, the source has to pass within about ρ Einstein radii of the lens, which for a bulge giant lensed by an M dwarf means an impact parameter below a few thousandths. That is a rare geometry, and it is the reason the two quantities are usually measured on different events.
The space-based version
The Earth’s orbit is one baseline. A second observatory somewhere else is a better one, and it works on events of any duration.
Two telescopes separated by an appreciable fraction of an astronomical unit see slightly different lens–source trajectories, so they record slightly different light curves — different peak times and different impact parameters — and the difference is π_E directly, with no dependence on the event lasting long enough for the Earth to move. The Spitzer telescope, in an Earth-trailing orbit that took it to more than an AU of separation, ran exactly this programme on several hundred events.
What it brought with it is a discrete degeneracy. The two observatories measure the magnitude of the trajectory offset, and there are generally four combinations of signs consistent with the two light curves — the source can pass on either side of the lens as seen from either telescope. Some are excluded by the shape of the curves and some are not, and a published space-parallax mass therefore often comes as a set of two or four values rather than one.
What the parallax says when it disagrees
One more use of the measurement is worth recording, because it is the reverse of everything above.
If θ_E and π_E are both measured and the mass that comes out is impossible — heavier than a main-sequence star that would have been seen, or lighter than a brown dwarf that could have formed — then one of the two measurements is wrong, and the disagreement is diagnostic rather than fatal. Several published events have been reanalysed on exactly that basis: a parallax that implied a lens too dark for its mass turned out to be an unmodelled orbital motion of the lens binary, or a source that was itself blended with a third star.
That is a modest kind of check and it is the only one the method has from within its own data. The external check is better and much slower: wait ten or twenty years for the lens and source to separate on the sky by a few tens of milliarcseconds, resolve them with adaptive optics or an interferometer, and measure the lens directly. That has now been done for a handful of events, the masses agree with the light-curve ones, and it is the single most reassuring result in the subject.
What the picture cannot show
The parallax curves here are computed with a circular Earth orbit projected as a circle, and three refinements separate that from what a fit actually does.
The lens is treated as a point and the source as a point. Both are approximations that hold everywhere except near the peak, and near the peak is where the finite-source effect this rung depends on for θ_E lives — so a real fit computes the magnification by integrating over the source disc at every epoch, which is expensive and is why microlensing modelling is a computational subject rather than an analytic one.
The projection is not circular. The Earth’s orbit seen from a field at ecliptic latitude β projects to an ellipse of axis ratio sin β, and the bulge fields sit near β = −5°, so the projection is very nearly a line rather than a circle. That makes the parallax measurable in one direction far better than the other, and published π_E values come with strongly correlated error ellipses rather than a single number.
The Earth’s orbit is not circular either, and over a hundred-day event its eccentricity matters at the level the fits work to. Real analyses use the ephemeris.
And the lens may be moving too. A binary lens whose components orbit each other during the event produces a distortion with the same character as parallax — the lens–source geometry changes for a reason that is not the observer — and the two are correlated in a fit. That degeneracy between orbital motion of the lens and the observer’s parallax is a live difficulty and is why some published parallaxes are reported with the caveat that the orbital solution is unconstrained.
What a measured mass has bought
Four kinds of object have been weighed this way, and the list is worth having because it is short and each entry is something no other method reaches.
Cold planets beyond the snow line, at a few astronomical units from M dwarfs — the population transits and radial velocities are both blind to, because one needs an alignment that grows rarer with period and the other needs a baseline longer than the orbit.
Free-floating objects with no host at all, whose masses come from θ_E and π_E because there is nothing else about them to measure.
Stellar remnants: white dwarfs, neutron stars and at least one black hole, identified by having a mass and no light. That combination is available from no other technique on an isolated object.
And the lens stars themselves, which is the least glamorous entry and the most useful — a microlensing mass for an M dwarf at four kiloparsecs is a check on the mass–luminosity relation at a metallicity and a distance where the eclipsing binaries that usually calibrate it do not exist.
The relationship to ordinary parallax
The word is the same and the geometry is the same, and the difference is worth stating because it is instructive.
Trigonometric parallax measures a star’s distance by the ellipse its apparent position traces as the Earth goes round the Sun: the semi-major axis of that ellipse in arcseconds is one over the distance in parsecs. It is the most direct distance measurement in astronomy and it works on anything bright enough to have its position measured.
Microlens parallax measures the same displacement of the observer against a different ruler. Instead of the star’s own angular position, the yardstick is the Einstein radius of the lens — so what comes out is not π_rel but π_rel/θ_E, a dimensionless number. It is a parallax measured in units of an angle that is itself unknown, which is why it constrains a combination rather than a distance.
That is the general shape of every measurement in this subject. Nothing about a microlensing event is measured against a known scale; everything is measured against the Einstein radius, and the whole art is finding a second observable measured against something else.
What a parallax measurement costs in observing
It is worth saying what the programme looks like, because the requirement is unusual among the methods in this collection.
An annual parallax needs photometry spanning a substantial fraction of a year on an event that was not known to be interesting when it started. Microlensing surveys therefore monitor tens of millions of bulge stars every clear night for years, alert on anything that brightens, and hand the alert to follow-up networks — and the parallax comes out of the survey’s own baseline rather than out of the follow-up, because the follow-up starts when the event does.
That inverts the usual relationship between a survey and a measurement. In most of this collection the survey finds candidates and the measurement is made afterwards with a bigger telescope; here the survey is the measurement, and no amount of later observation recovers a parallax from an event whose wings were not watched. Every microlensing event is a measurement that cannot be repeated, and the parallax is the part of it most easily lost.
The habit
The structure this rung is an instance of is that a measurement of one dimensionless ratio never yields a dimensioned quantity, and that the way out is always a second ratio measured against a different scale.
A microlensing light curve measures everything in Einstein radii, so it delivers ratios and no lengths. A transit light curve measures everything in stellar radii, so it delivers a planet’s size relative to its star and no planet’s size — which is why the transit method needs an independent stellar radius before it says anything about a planet. A radial-velocity curve measures a velocity, which does have dimensions, and is therefore degenerate in a different way: it gives a mass times an unknown sine.
The pattern in each case is that the escape is not more precision but a second observable calibrated against something else, and that the second observable is usually much harder to get than the first. Microlensing needs a caustic crossing or a year of monitoring; transits need an interferometric or asteroseismic stellar radius; radial velocities need a transit or an astrometric orbit. In none of the three does the primary measurement improve its way out of the degeneracy.
Where this ladder goes next
The parallax needs a long event and the finite-source effect needs a close approach or a caustic. Between them they cover a minority of events, and the population they cover least well is the one a mass measurement would be most useful for.
The next rung is a third observable that needs neither. The two images a lens makes are unresolved, but their centroid is displaced from where the source would be — by an amount that peaks at a separation of √2 Einstein radii, where the magnification is only 1.34 and the photometric event is nearly over. Measuring that displacement gives θ_E directly, with no caustic and no finite source, and it is how the first isolated stellar-mass black hole was weighed.
Beyond it: free-floating planets, whose events last hours rather than weeks and whose abundance is a direct test of planet formation; and the close–wide degeneracy, an exact symmetry of the lens equation under s → 1/s that makes two physically different systems draw the same curve.
About the same objects
Not linked from either essay — found by the objects both name.
- An event of a few hours and no host angular einstein radius · einstein radius · finite-source effect · light curve · microlensing · proper motion
- A centroid that moves when the brightness does not angular einstein radius · degeneracy · microlens parallax · microlensing · proper motion
- Two systems that draw the same curve degeneracy · einstein radius · lens equation · microlensing
- Five numbers from one wiggle degeneracy · parallax · proper motion
- A duration that measures an eccentricity degeneracy · light curve
- The other twenty arcseconds parallax · proper motion
The objects this essay names
Each one links to every other essay that touches it.
Angular einstein radiusDegeneracyEinstein radiusFinite-source effectLens equationLight curveMicrolens parallaxMicrolensingParallaxProper motion