Spin acquired before there was anything to spin
Assumes Large-scale structure, Expansion and Galaxy spin.
Start with a universe that is expanding uniformly and is very nearly smooth. Nothing in it rotates. The velocity field of a pure Hubble expansion has zero curl everywhere, and a curl-free velocity field carries no angular momentum about any point. Whatever spin galaxies have, they were not born with it.
They also cannot have acquired it after they collapsed. A collapsed, isolated object has no external torque acting on it, and there is nothing for it to exchange angular momentum with. So the spin had to be applied in between: while the future galaxy was still an extended, expanding, slightly overdense patch — big enough to feel the gravity of its neighbours in a way that a compact object would not.
Why a sphere gets nothing
The first thing the mechanism explains is why the spin of a galaxy is a statement about its shape.
A torque about the centre of mass requires a force that varies across the body in a way that is not radially symmetric. The external gravitational field of everything around the patch, expanded about the patch’s centre, has a constant part — which accelerates the whole patch and produces no torque — and a linear part, the tidal tensor , which is what remains. Contracting that against the patch’s own inertia tensor gives
and the antisymmetrisation is decisive. If the patch is spherical, and the contraction with a symmetric tensor gives exactly zero. If the patch is aspherical but its principal axes coincide with the tidal field’s, the two tensors commute and the result is zero again.
So the torque is a measure of misalignment between two shapes: the shape of the patch and the shape of the field it sits in. It is largest when they are at forty-five degrees, and a universe in which perturbations were spherical would contain no rotating galaxies at all.
Why the growth is linear, and why it stops
The timing argument is the part that makes the theory predictive rather than merely plausible.
While a perturbation is small, its shape and the external tidal field both grow in a known way. In an expanding matter-dominated universe the density contrast grows in proportion to the scale factor, and the tidal field and the patch’s quadrupole grow with it. Working through the scalings, the torque acts on a patch that is still being carried apart by the expansion, and the angular momentum accumulates as the first power of the cosmic time:
Then the patch stops expanding. At turnaround its own gravity has overcome the expansion, it begins to collapse, and two things change at once. Its physical size shrinks, so its quadrupole moment against the external field falls; and it decouples from the surrounding flow, so the coherence between its own orientation and the field’s is lost. The torque switches off, and the angular momentum a galaxy will have for the rest of its existence is fixed.
Everything after that — collapse, virialisation, cooling, the settling of gas into a disc — is a redistribution of an amount that was decided before any of it began.
The calculation, done in the right coordinates
There is a technical move that makes the whole argument tractable, and it is worth naming because it is what turns a hopeless integral into two lines.
The obvious way to compute the torque is to follow the patch as it moves — to work out where its matter is at each moment, evaluate the external field there, and integrate. That is intractable, because the patch’s shape is changing while it is being torqued and the field is changing too.
The trick is to label each parcel of matter by where it started rather than by where it is. In those coordinates, while the perturbations are small, every displacement is proportional to one growing function of time multiplied by a gradient of the initial potential. The patch’s inertia tensor and the external tidal tensor are then both evaluated once, on the initial conditions, and the entire time dependence factors out into a single scalar. The torque integral becomes an integral over a fixed region of space with a fixed integrand, multiplied by a known function of time.
That is why the growth law is clean. It is not that the physics is simple; it is that in the right variables the geometry stops moving. The approximation fails exactly when the displacements become comparable to the region’s own size, which is another way of saying it fails at turnaround — which is where the theory says it stops applying anyway. The two limits coinciding is not luck; it is why the theory has a well-defined domain rather than a fudge factor.
What it predicts
Three things follow, and all three are checkable.
A dimensionless spin of a few hundredths. Combining the linear growth with the statistics of a Gaussian random density field gives a distribution of the spin parameter with a median of around 0.03 to 0.05 and a spread of about a factor of e in the logarithm. That is what the sizes of disc galaxies require, and it was a prediction rather than a fit: the value was computed from perturbation theory before it was measured from galaxy sizes.
No dependence on mass. The torque expression contains no scale. In a universe whose initial fluctuations have no preferred scale either, the resulting distribution of the dimensionless spin should be the same for a dwarf galaxy and for a cluster. That is a strong prediction, since almost nothing else about galaxy formation is scale-free, and it is confirmed: the measured λ distribution is the same across four decades in mass.
Weak alignment between neighbouring spins, and a specific kind of it. Because the torque is set by the local tidal field, and the field is correlated over megaparsecs, nearby galaxies should have partially correlated spins. But the correlation is second-order — the spin depends on the tidal field quadratically, since both the patch’s shape and the field derive from the same underlying density — so the alignment is weak, and it is an alignment with the filament rather than with each other. The observed pattern is that low-mass disc galaxies tend to spin with their axes along the filament they inhabit, and massive ellipticals tend to spin perpendicular to it. The transition mass is the mass at which a galaxy’s history becomes dominated by mergers, which is the process that overwrites the tidal-torque signal.
That flip is worth dwelling on, because it is the one place where the theory makes a qualitative prediction rather than a statistical one. A patch that collapses along its shortest axis first becomes a sheet, then drains along the sheet into a filament; the material arriving late comes in along the filament, and its orbital angular momentum is perpendicular to that direction. Early, smooth accretion therefore aligns a spin with the filament and late, merger-dominated accretion turns it across. Measuring the transition mass measures where in the galaxy population one mode of growth gives way to the other, and the answer — a few times ten to the tenth solar masses — is close to the mass at which galaxies stop being predominantly discs.
The measurement is difficult in a specific way: a galaxy’s spin axis is not directly observable, and what a survey records is the orientation of its projected image, which is the spin axis only if the galaxy is a thin disc. For an elliptical it is not, and the alignment signal for exactly the population where the flip is predicted has to be extracted from stellar kinematics rather than from shapes.
Where the theory stops being right
Linear theory gets the order of magnitude and the scalings, and it gets the details wrong by a factor of two or three.
The reason is that turnaround is not a clean switch. Real patches are not ellipsoids, their collapse is not simultaneous along all three axes, and the collapse along the shortest axis happens first — producing a sheet, then a filament, then a knot. During that sequence the object is still extended in some directions and still being torqued, and the linear calculation’s assumption that the accumulation stops at a single moment is an approximation.
More importantly, the mass that ends up in a galaxy does not all arrive as one patch. It arrives as a series of mergers, and each merger delivers the orbital angular momentum of the pair as well as the internal spin of the incoming object. For a massive galaxy assembled through many mergers, the tidal-torque contribution is a minority of the final answer.
What makes it worth trusting anyway
The theory’s strongest evidence is not numerical agreement, which is only ever approximate. It is that the mechanism explains a fact that is otherwise very hard to account for: that galaxy spins are small.
A halo with has a few per cent of the angular momentum it would need to hold itself up by rotation. If galaxies had acquired their spin by some direct means — primordial vorticity, a rotational mode in the initial conditions — there would be no reason for the answer to be small, and no reason for it to be the same small number everywhere. Tidal torque theory produces a small number because it is a second-order effect operating for a limited time, and it produces the same small number everywhere because it is scale-free.
There is a stronger version of that argument, and it is about what an expanding universe does to vorticity rather than about what it does to spin. In a smooth expansion, any rotational velocity field decays: the circulation is conserved while the physical scale grows, so the vorticity falls as the inverse square of the scale factor. Anything rotational present in the initial conditions is therefore erased by the time structure forms, by a factor of a thousand or more. That is why the spin has to be generated late and locally rather than inherited — the theory is not competing with a primordial alternative so much as filling a gap the expansion has already cleared.
It also explains why the answer arrives as a distribution with no preferred direction. The torque on any one patch is set by its own neighbours, the neighbours are a random realisation of a statistically isotropic field, and nothing in the construction picks out an axis. A measured alignment between galaxy spins and the large-scale structure is therefore not a violation of that isotropy but a correlation between two quantities drawn from the same field — which is exactly the signal the flip in the previous section is about.
The quantity nobody measures
Every prediction above is about the spin parameter, and the spin parameter has never been measured for any galaxy.
What it is defined from is the halo’s angular momentum, its mass and its energy — three quantities of a dark component whose extent nobody knows. None of them is observable.
What is observable is a disc: its size, its rotation speed, and its surface brightness profile. The inference from those to a spin parameter runs through a model in which the disc formed by gas cooling inside the halo while conserving its angular momentum, so that the disc’s scale length is a fixed fraction of the halo’s virial radius times the spin parameter.
That chain has three assumptions in it, and each is known to be imperfect. The gas is assumed to have started with the same specific angular momentum as the dark matter — which is reasonable, since both were torqued by the same field, and which simulations find to be true to a few tens of per cent rather than exactly. The gas is assumed to have retained it during collapse — which it does not, since some is transported outward and some is carried away by outflows. And the halo is assumed to respond to the disc forming inside it in a calculable way, which requires a model of how the dark matter contracts.
So a published distribution of spin parameters for observed galaxies is a distribution of a derived quantity, and comparing it with the theory’s prediction is comparing two model outputs rather than a prediction with a measurement.
What can be compared honestly is the shape of the distribution rather than its position. The theory predicts a lognormal of a particular width, and the width is a property of the torque mechanism rather than of the baryonic physics — so a measured distribution with the right shape and the wrong median is evidence that the mechanism is right and the retention fraction is not one.
That is the state of the comparison, and the median is discrepant by about a factor of two in the direction that says the baryons lost angular momentum on the way in.
The comparison is therefore between a theory that predicts a distribution and an observation that reports a modelled quantity, and the honest reading of the discrepancy is that it measures the modelling rather than the mechanism.
Initial conditions that are a realisation rather than a fact
The theory is statistical by construction, and it is worth being explicit about what that means for what it can predict.
The tidal field acting on a protogalaxy is a realisation of a Gaussian random field. The theory computes the distribution of torques over all possible realisations, and therefore predicts the distribution of spins over a population. It cannot predict the spin of any individual galaxy, because that depends on which realisation happened.
There is a technique that gets round this for one particular case. Given a map of where the matter actually is now, a simulation can be initialised so that its initial conditions are consistent with producing that observed structure — a constrained realisation, in which the random field is drawn subject to the constraint that it evolves into the observed local universe.
Such simulations can then be asked what the Milky Way’s own spin should be, and what the tidal field acting on the Local Group was. The answers are not predictions in the strong sense, since the constraints were derived from the same universe being predicted, and they are a genuine test of consistency: a mechanism that produced the right statistics but the wrong answer for the one system whose environment is known in detail would be in trouble.
The limitation is the quality of the map. Constrained simulations are built from redshift surveys and from peculiar-velocity measurements, both of which are incomplete and both of which are worst in the region hidden by the Galaxy’s own disc — which is a substantial fraction of the sky and is not a random fraction.
Where the ladder goes
The immediate consequence is the one this collection takes up under what a halo’s spin does to the disc inside it: the theory delivers a distribution of λ, and λ delivers a disc size, and the observed sizes come out about half of the naive prediction — which is a measurement of the angular momentum the baryons lost on the way in.
The second thread runs into weak lensing. A galaxy’s intrinsic shape is set by the same tidal field that set its spin, and a redshift-space map is stretched by the very flows that field produced, so galaxy shapes are intrinsically correlated with the surrounding structure — which is a contaminant of exactly the signal a weak lensing survey is trying to measure and which the strong lensing of individual systems does not suffer from. Modelling that contamination requires the same theory, applied to the shape rather than to the spin, and it is currently one of the leading systematic uncertainties in cosmology from lensing.
What links here
Essays that link to this one from their own argument.
The objects this essay names
Each one links to every other essay that touches it.
Angular momentumCorrelation functionDensity perturbationGaussian random fieldInertia tensorLagrangian perturbation theoryLarge-scale structureLinear growthProtogalaxySpin alignmentSpin parameterTidal tensorTidal torque theoryTurnaround