A disc the size its halo was born with
Assumes Dark matter, Rotation curves and Virial theorem.
Two galaxies with the same stellar mass can differ in size by a factor of five. One is a compact disc a couple of kiloparsecs across; the other is a diffuse sheet ten times the area at a tenth the surface brightness. They have the same amount of material, the same rotation speed to within a factor approaching one, and the same place on the relations that link mass to luminosity. What they do not have in common is how far out that material sits, and what decides it is the mass that is not the light.
There is a single quantity that predicts the difference, and it is not a property of the visible galaxy at all.
A dimensionless measure of turning
The quantity is λ, and its definition looks awkward until it is read as a ratio.
The combination on the right has no units. What it compares is the halo’s actual angular momentum against the angular momentum a system of that mass and that binding energy would have if rotation alone held it up. A halo with would be rotationally supported, a flat disc of dark matter. A halo with would not be turning at all.
Real haloes have .
That is the first surprising fact and it is worth stopping on. A dark matter halo is not a rotating structure. It is held up by the random motions of its particles, exactly as an elliptical galaxy is held up by disorder, and the coherent rotation on top of that disorder is a three-and-a-half per cent effect. Everything visible in a spiral galaxy — a thin disc, an ordered rotation curve, spiral arms — is built out of the small fraction of the system that is rotating, and the object that fraction sits inside is not. It is worth saying why the distribution in the figure is a lognormal rather than a Gaussian, because the reason is structural rather than empirical.
A halo’s angular momentum is the accumulated result of many torques and many mergers, each of which multiplies the existing value by some factor rather than adding a fixed amount to it. A quantity built by multiplying many independent random factors has a logarithm built by adding many independent random terms, and a sum of many independent terms is Gaussian. So the logarithm of λ is normal, which is to say λ is lognormal, and the width in the logarithm is the meaningful parameter rather than any width in λ itself.
That is worth more than a note on the plotting convention. A lognormal has no negative tail, which a spin parameter cannot have; it is skewed, so the mean and the median differ and quoting the wrong one shifts every derived size; and its width does not shrink as more contributions are added, unlike a sum of additive terms. The observed width — about a factor of e in the logarithm — is therefore not a measurement error and does not average down. It is the intrinsic spread of a multiplicative process, and it is what makes galaxies of one mass differ in size by a factor of several.
From a spin to a size
The mapping from λ to a disc size is one line of algebra and one assumption.
Suppose the baryons that make the disc started out mixed through the halo, sharing its specific angular momentum, and then cooled and settled without gaining or losing any. Angular momentum conservation then fixes where they can end up: material with specific angular momentum settles on a circular orbit of radius . Integrating over the halo’s distribution of and requiring the result to be an exponential disc gives
with the radius inside which the halo’s mean density is two hundred times the critical density of the universe.
For a halo of a million million solar masses, is a little over two hundred kiloparsecs. At the median spin that gives a disc scale length of about five kiloparsecs.
The Milky Way’s is about 2.6.
Why the estimate is too large, and what that measures
A factor of two is not a failure of the argument. It is the argument’s most useful output, because the assumption it violates is a specific and checkable one.
The estimate assumed that the baryons retained all of their specific angular momentum. Several things remove some of it.
Dynamical friction on clumps. Gas that arrives in lumps rather than smoothly is dragged by the halo it moves through, losing orbital angular momentum to the dark matter on the way in. The lumps sink further than smooth gas would, and the disc they build is smaller.
Selective loss. Feedback from young stars and supernovae drives gas out of a galaxy, and it does not drive out a random sample: the gas most easily expelled is the gas nearest the centre, where the star formation is, and that is the low-angular-momentum material. Expelling low-angular-momentum gas raises the average of what remains, which works in the opposite direction — and this is one of the few processes in galaxy formation that can make a disc bigger rather than smaller.
Contraction of the halo. As the baryons settle into the middle they deepen the potential there, and the dark matter responds by contracting inwards. That raises the circular speed at every radius, and since a given settles at , a higher means a smaller radius.
The measured discrepancy — a disc about half the size the naive estimate gives — is therefore a measurement of the net of these, and it is one of the few numerical constraints on galaxy formation that comes from a conservation law rather than from a simulation. There is an awkwardness in the definition that anyone reading two papers on this will hit, and it is worth naming because the two conventions differ by tens of per cent.
The expression above contains the halo’s total energy , which is not an observable and is not straightforward even in a simulation: it requires summing the potential energy over every pair of particles, and it depends on where the halo is declared to end. A halo has no edge, the virial radius is a convention, and the energy inside it is sensitive to that convention in a way the mass and the angular momentum are not.
The standard repair replaces the energy with a circular speed, defining
which needs no potential-energy sum and is exactly equal to the original for a singular isothermal sphere in equilibrium. For a real halo the two differ, typically by ten to twenty per cent, and not by a fixed factor — the ratio depends on the halo’s concentration and on how far it is from equilibrium.
That matters here because the median quoted for one definition is used with a mapping derived for the other more often than it should be. It also matters for the mass-independence claimed below: concentration does depend on halo mass, so a quantity defined through the energy and a quantity defined through the circular speed do not have the same weak trend with mass, and part of the residual trend reported in some analyses is a statement about which λ was measured.
The part that does not depend on mass
The most informative property of λ is not its value but its lack of a trend.
Across four decades of halo mass — from dwarf galaxies to clusters — the median spin parameter is the same to within the measurement, and the width of its distribution is the same too. Nothing else in galaxy formation behaves this way. Star formation efficiency depends strongly on mass; gas fraction depends on mass; metallicity depends on mass. Spin does not.
A quantity whose distribution does not know about mass is a quantity produced by a scale-free process. That points directly at where the spin came from: gravitational torques exerted on a growing perturbation by its neighbours, in a universe whose density fluctuations have no preferred scale. It is one of the cleaner inferences available about the early universe, and it is made from the sizes of nearby galaxies.
The discs that came out too small
The mapping in the previous section has a history worth recording, because for about fifteen years the simulations that were supposed to confirm it produced the wrong answer by a factor of ten rather than two.
Early hydrodynamic simulations of galaxy formation followed the gas as it cooled and settled, and the discs that emerged had scale lengths several times smaller than real galaxies and rotation curves that rose far too steeply in the middle. The cause was identified fairly quickly and was the first of the three mechanisms listed above, running much harder than expected: the gas cooled early, fragmented into dense clumps, and those clumps sank to the centre by dynamical friction against the halo, delivering their angular momentum to the dark matter on the way.
That is the angular momentum catastrophe, and what made it a catastrophe rather than a discrepancy was that it was insensitive to almost everything. Better resolution made it worse, because it allowed the gas to cool into smaller and denser clumps. Different numerical schemes changed the size of it and not the direction. For a while it was read as evidence against the whole cold-dark-matter picture of galaxy formation.
The resolution was feedback, and specifically feedback that acts early — energy returned by young stars and supernovae before the gas has had time to condense and sink. That does two things at once: it prevents the clumps from forming, so the friction never happens, and it preferentially removes the low-angular-momentum gas that had already reached the centre. Simulations with sufficiently vigorous early feedback produce discs of about the right size, and the strength required is at the upper end of what the stellar physics comfortably supplies.
So the factor of two this essay is about is what remains after a factor of ten was fixed by adjusting a process the argument does not contain. That is worth remembering before reading the residual as a measurement of anything: it is a measurement of the net angular-momentum loss, and it is quoted against simulations whose feedback prescription was calibrated to reproduce disc sizes.
Where a spin can be seen directly
None of this would be worth much if λ were only a parameter in a simulation. There are two places it is measured.
The first is in the sizes themselves, run backwards. Given a rotation curve, a halo mass follows; given a surface brightness profile, a scale length follows; and the ratio is λ. Doing this across a large survey returns a distribution — approximately lognormal, median a few hundredths, width about a factor of e — which is the distribution the simulations predict. That is not an independent measurement in the strict sense, since it uses the mapping being tested, but the agreement of the shape is meaningful, since nothing in the mapping would force it to be lognormal. The second is more direct and applies to the halo rather than the disc. Weak gravitational lensing measures a halo’s mass distribution from the distortion it imprints on background galaxies, and a rotating halo is not quite symmetric; the effect is far too small to detect for a single galaxy, and stacking many is what makes it approachable.
What the number cannot say
Two limits are worth stating plainly.
λ is a single number describing an entire halo, and a halo’s angular momentum is not a single number — it is a distribution over radius, and it need not point the same way at every radius. Simulated haloes routinely have their inner and outer angular momentum vectors misaligned by tens of degrees, and a disc built out of the inner material can be tilted relative to the outer halo. The whole apparatus above uses one number where a profile is required, and the disagreement between the predicted and observed disc sizes may be partly that.
And λ is measured at one instant, whereas a galaxy is assembled over ten billion years. A halo’s spin changes with every merger. The value quoted for a present-day halo is not the value its disc was built from, and the connection between the two runs through the whole assembly history.
The way that second limit bites is worth being concrete about, because it is not simply an added scatter. A merger delivers angular momentum in a direction set by the orbit of the incoming object, which is uncorrelated with what the halo already had, so λ performs a random walk with steps of order its own size. The distribution of λ over a population can therefore be stationary — every simulated snapshot returns the same lognormal — while no individual halo holds its value for longer than the interval between its mergers. A quantity that is stable as a population statistic and unstable object by object is exactly the kind that supports an argument about why discs are the sizes they are and refuses one about why any particular disc is the size it is.
That is also the answer to an objection the argument invites. If λ wanders, why is the predicted size distribution as narrow as it is? Because the size depends on λ linearly and on the halo mass to the one-third power, and the halo mass grows monotonically while λ does not. Over the interval in which most of a disc’s stars form, the mass term dominates the drift and the spin term supplies the spread — which is the division of labour the two observed relations of the previous section are reading separately.
The collapse the whole estimate rests on can be run from two other starting conditions, and it is worth seeing how far the answer moves.
What is fixed and what is free
It helps to be precise about which of a galaxy’s properties this argument claims to set and which it leaves alone.
The rotation speed is not set by λ. It is set by the halo’s mass and concentration, and a disc’s circular speed at a few scale lengths is essentially the halo’s circular speed there. That is why the relation between rotation speed and luminosity is tight while the relation between size and luminosity is not: the first is asking about mass, which is well determined, and the second is asking about spin, which has a factor-of-three spread at every mass. The surface brightness, on the other hand, is set almost entirely by λ. The same mass of stars spread over a disc twice as large is four times fainter per unit area, which is a surface brightness rather than a luminosity, so a high-spin halo makes a low-surface-brightness galaxy. That is the standard explanation for the diffuse discs that dominate by number and contribute almost nothing to the light: they are not failed galaxies, they are ordinary galaxies whose haloes happened to be turning faster than average, sitting in the upper tail of the same lognormal every other disc is drawn from.
It is a satisfying account and it is not fully secured. The most extreme diffuse galaxies require spins in the top few per cent of the distribution, and whether the tail is populated as densely as the model requires is exactly what a survey of such objects is trying to establish — the difficulty being that a galaxy is hardest to find precisely when its light is most spread out.
And the observed relation at a shallower slope, which is the alternative the data have not yet excluded.
Where the ladder goes
The direct continuation is backwards in time, to the mechanism that put the spin there — a torque exerted before the halo had collapsed at all, growing linearly with time and switching off at turnaround.
The other direction is forwards, into what happens to a disc afterwards. A disc that keeps its angular momentum stays a disc; one that loses it becomes a spheroid, and the losing happens in mergers. The two-thirds slope in the figure above is the same for both, so morphology is not about how much a galaxy has but about how much it kept — and the mechanism that moves angular momentum around inside an intact disc, without any merger at all, is the spiral pattern itself.
What this makes readable
Essays that name this one as a prerequisite.
About the same objects
Not linked from either essay — found by the objects both name.
- A neutron star born turning too slowly angular momentum · specific angular momentum
- A wind that takes no mass and all the spin angular momentum · specific angular momentum
- The last parsec, and the stars that are not there angular momentum · dynamical friction
- The second number a black hole has angular momentum · specific angular momentum
- The wake and the meal are one calculation angular momentum · dynamical friction
What links here
Essays that link to this one from their own argument.
The objects this essay names
Each one links to every other essay that touches it.
Adiabatic contractionAngular momentumDark matter haloDisc scale lengthDynamical frictionExponential discGalaxy formationLognormal distributionSpecific angular momentumSpin parameterSurface brightnessTidal torque theoryVirial radiusVirial theorem