The part of a kick that heats nothing
Assumes Impulse approximation, Two-body relaxation and Virial theorem.
The first rung of this anchor established the device and its limits: integrate the force along the path the body would have taken had nothing happened, and get an exact deflection with no free constant in it, valid when the deflection is small and circular when it is not.
Apply that device to a star cluster rather than to a star and something happens which the first rung had no occasion to notice. The kick is delivered to every star in the cluster, and to a very good approximation it is the same kick. A cluster ten parsecs across, passed at a hundred parsecs, sees an impulse that varies by a few per cent from one side of it to the other. Ninety-odd per cent of the impulse simply moves the cluster.
A cluster that has been moved is not a cluster that has been changed. Its internal energy is untouched; its stars are exactly where they were relative to one another, moving exactly as they were. The heating is entirely in the residue after the common part is subtracted, and that residue is smaller by one power of the impact parameter.
Two powers, and what each one buys
The arithmetic is worth setting out because the whole of the essay is one subtraction.
A star at position relative to the cluster’s centre receives an impulse . Expanding about the centre,
The first term is the same for every star and is a translation. The second is the tide — it is what a tide always is, a difference of a force rather than a force — and it carries an extra factor of because differentiating brings down a power. The energy is quadratic in the velocity change, so the heating carries relative to the bulk kinetic energy, and the whole thing goes as
for an isotropic system. The mean square radius appears because a bigger cluster catches more of the gradient. The fourth power of is the point of it.
The factor of and the both deserve a sentence. The four-thirds comes from averaging the tidal tensor over directions: the tide stretches along one axis and compresses along the other two, and squaring before averaging leaves that particular number for an isotropic system. It is not a fudge and it is not adjustable. The mean square radius is the cluster’s own moment of inertia per unit mass, which means the heating is dominated by the stars furthest out — a cluster with a long tenuous envelope is shocked far harder, per unit mass, than a compact one of the same mass.
Both facts point the same way, and they are why an already-loose cluster loses more and becomes looser. The alternative reading, that a shock deposits energy uniformly and a cluster expands as a whole, is what the impulse approximation would say if the translation were not subtracted, and it is wrong in the same direction everywhere.
The divergence that does not happen
The difference between and is not a detail of two exponents. It decides whether a calculation needs to be told where to stop.
Encounters at impact parameter between and arrive at a rate proportional to , because that is the area of the annulus. So summing the velocity diffusion over all impact parameters gives , which is logarithmic and diverges at both ends. That integral is the Coulomb logarithm. It is finite only because somebody chooses a maximum impact parameter — the size of the system, usually — and the whole theory of two-body relaxation carries a factor whose value depends on that choice, which is the difficulty a drag computed with a logarithm nobody can pin down is entirely about.
Summing the heating gives , which converges at large . There is no cutoff to choose, because the answer is dominated by the closest encounters and the distant ones contribute a negligible tail.
There is a piece of physics hiding in the asymmetry and it is worth naming, because it explains why the two integrals behave differently rather than merely recording that they do. Velocity diffusion is a random walk: each distant encounter contributes a small random kick, the kicks add in quadrature, and the number of encounters grows as while the effect of each falls as — so every decade of impact parameter contributes equally and the total is a logarithm. Tidal heating is not a random walk. Each encounter’s contribution falls as and the number grows as , so a decade of impact parameter contributes a hundredth of what the decade inside it did, and the sum is a geometric series that has already converged.
The difference is one power of , and it is the difference between a quantity that has a value and a quantity that has a value only after somebody chooses a boundary.
The other subtraction: what the system gives back
The tidal term is what is left after the translation is removed. There is a second removal, and it is subtler because it does not come from geometry.
A star inside the cluster is not free. It is on an orbit, with a period of its own, and whether it keeps the energy it is given depends on how that period compares with the duration of the encounter.
That suppression is not uniform across a cluster, because the orbital period is not. Deep in the core the orbital frequency is high and stars respond adiabatically; in the outskirts the frequency is low and stars are struck.
Spitzer’s form for the suppression, , is the one drawn. It is not the last word: an oscillator perturbed slowly returns its energy exponentially well, while a star on an orbit — which is not a harmonic oscillator, and which visits a range of frequencies — leaks a little at every pericentre, and the correct suppression for a real orbit falls as a power rather than exponentially. The corrected exponent is nearer than and the difference matters at the factor-of-two level for the core. What does not change is the direction: the core is protected, the envelope is not, and the protection strengthens inwards.
The consequence is that a shocked cluster is peeled rather than dissolved. The outer envelope absorbs the energy, expands, and is lost to the galactic tide; the core is barely touched, and afterwards it is a smaller, denser, more tightly bound object than it was. That last clause is the counter-intuitive one and it is the same effect as a system that gets hotter as it loses energy: a self-gravitating system responds to energy input by expanding and to mass loss by contracting, and a shock does both.
What this decides about globular clusters
The abstraction has a concrete consequence and it is a large one.
A globular cluster on an orbit through the Galactic disc crosses the disc twice per orbit, for as long as it exists. Each crossing is a shock of the kind above. Integrated over a Hubble time, disc shocking removes more mass from the cluster population than internal evaporation does for clusters on disc-crossing orbits — and it removes it preferentially from the outside, which lowers the cluster’s tidal radius, which makes the next crossing more effective.
The numbers are worth having. A globular cluster on a typical halo orbit crosses the disc every hundred million years or so, at a speed of two hundred kilometres a second through a layer a few hundred parsecs thick — so the shock lasts a few million years. A cluster of a hundred thousand solar masses and a half-mass radius of three parsecs has a half-mass crossing time of about ten million years. The ratio is a fraction, which by the figure above puts the whole cluster in the impulsive regime, and it is why disc shocking is efficient in a way that a slow passage by an equally massive cloud is not.
That is a runaway, and it is one of the two clocks that decide which clusters survive. The other is internal: a cluster boils itself away through two-body relaxation on a timescale set by its own density, with no external help at all. Which clock dominates depends on the orbit, and the observed cluster population is the survivors of both.
The distinction the essay opened with matters here in a specific way. Because the heating falls as , the shocking is dominated by the closest passages — the pericentres, the disc crossings, the rare close encounter with a molecular cloud — rather than by the steady background of distant perturbers. A cluster’s history is a small number of large events, not an accumulation of small ones. That is the opposite of how relaxation works inside it.
The comparison with a molecular cloud is instructive because the masses are similar and the outcomes are not. A cloud of a million solar masses passing at ten parsecs delivers a comparable tidal impulse to a disc crossing — but the cluster’s relative speed through a population of clouds is tens of kilometres a second rather than two hundred, so the encounter lasts ten times longer, and by the adiabatic curve the core keeps almost nothing of it. Two perturbers of similar mass, one of which peels the cluster and the other of which shakes it and is forgotten.
What is actually measured
None of the above is observed happening. What is observed is a population, and the inference runs through an average that weighs what cannot be watched at every step.
The Galaxy’s globular clusters have a mass function that peaks near two hundred thousand solar masses, with very few below about ten thousand. Young massive clusters in other galaxies have a mass function that falls monotonically, a power law with no peak. The standard reading is that the peak is carved: the low-mass clusters were destroyed, and the mechanisms above are what destroyed them. The evidence for that reading is the shape of the surviving distribution and its dependence on galactocentric radius — clusters near the centre are on shorter, more disc-crossing orbits and are preferentially the bigger survivors.
There is one direct observation that supports the mechanism rather than the outcome, and it is worth having. Clusters that have been shocked should show extra-tidal stars — material pushed beyond the tidal radius and not yet dispersed — and many of them do, as an excess above a fitted density profile at the outside and as tidal tails where the excess has had time to shear out. The amount of that material is a direct measure of recent mass loss, and for the clusters where both are known it agrees with the shocking calculation to a factor of about two. A factor of two is what agreement means here.
That is an inference from a distribution to a history, and the parts of it that are computed rather than fitted are exactly the parts in this essay: the scaling, the adiabatic correction, and the crossing time. The parts that are fitted are the initial mass function of clusters, the orbit distribution and the Galaxy’s mass model at the epochs concerned — none of which is known independently.
A last observation about what the essay’s opening subtraction costs in practice. Because the translation is removed, the heating depends on the cluster’s size through the mean square radius — and a cluster’s size is the least well determined of its properties, since the outer parts are faint and the profile has no edge. Two published half-mass radii for the same cluster differing by thirty per cent, which is ordinary, is a factor of 1.7 in the shock heating. That is larger than the uncertainty in the encounter itself, and it is a consequence of the subtraction rather than of the observation: a quantity that depends on a difference across a system inherits the uncertainty in how big the system is, where the quantity it was subtracted from did not.
The generalisation
The structure worth extracting is that a perturbation’s effect on an internal degree of freedom is always at least one order smaller than its effect on the system as a whole, because the leading term is a translation and a translation changes nothing internal.
That is why tides go as the cube of distance where gravity goes as the square; why the Roche limit exists; why an aeroplane in free fall is weightless inside while being accelerated; and why the heating in this essay carries . In every case the observable is a difference, the difference is a derivative, and a derivative costs a power of the separation.
There is a second reading about the two integrals, and it generalises past dynamics. A quantity whose contributions per decade are constant has no natural scale and needs a boundary supplied from outside; a quantity whose contributions per decade fall steeply has a natural scale, which is wherever the falling starts. Which of those a calculation is doing is decided by an exponent, and the exponent is usually visible before any of the constants are known. The time a system takes to forget is the first kind; tidal shocking is the second; and every argument in this collection about whether a sum needs a cutoff comes down to the same comparison.
The corollary is a warning about orders of magnitude. Estimating an internal effect from the size of the external force overestimates it by the ratio of the system’s size to the distance, which for the cases in this collection is between a factor of ten and a factor of a million. A great many order-of-magnitude arguments in dynamics fail in exactly that way, and they fail by being too generous.
The one number a shock cannot be reduced to
It is tempting to compress all of this into a single “shocking timescale” and compare it with a relaxation timescale, and the temptation should be resisted for a reason the figures make plain.
A relaxation timescale is meaningful because relaxation is a random walk with a well-defined rate: every star in the system is being nudged continuously, and the time for the velocities to be reorganised is a property of the system. A shocking timescale is not that. The heating is concentrated at the outside, it arrives in discrete events separated by a hundred million years, and its effect depends on what the cluster does between events — whether it has had time to re-virialise, whether the stars pushed past the tidal radius have had time to leave.
So the honest form of the calculation is a simulation with the orbit in it, and the honest form of the result is a mass-loss history rather than a timescale. Quoting one number for how long a cluster survives disc shocking is quoting the answer to a question about an average cluster on an average orbit, and the distribution around that average is wider than the number.
Where the ladder goes next
The next rung takes the shock and asks what the cluster does afterwards. The energy is deposited over a crossing time and the cluster is then out of equilibrium; it re-virialises over a few crossing times, expands, loses the stars whose new energies put them outside the tidal radius, and settles denser than before. That readjustment is not a small correction to the shock — it roughly doubles the mass lost — and it is the step that turns an energy input into a number of stars.
Further rungs on this anchor: the second-order term in the expansion, which is the first one that depends on the encounter’s orientation rather than only its strength; the sum over an entire population of perturbers, which is where the shocking timescale comes from; the same arithmetic applied to a binary star rather than to a cluster, where the outcome is ionisation rather than heating; and encounters that are neither impulsive nor adiabatic, which is most of them and where nothing has a closed form.
About the same objects
Not linked from either essay — found by the objects both name.
- A drag that is strongest in the middle coulomb logarithm · globular cluster · impulse approximation
- A drag with nothing to drag against coulomb logarithm · impulse approximation
- A pair that heats what is trying to cool globular cluster · two-body relaxation
- The stars a black hole eats come from a narrow band coulomb logarithm · two-body relaxation
- Whether it merges is a ratio of two times adiabatic invariant · impulse approximation
The objects this essay names
Each one links to every other essay that touches it.
Adiabatic invariantCoulomb logarithmCrossing timeDisc shockingGlobular clusterImpulse approximationPlummer sphereTidal forceTidal shockTwo-body relaxation