A surface that slowed because the star grew
Assumes Stellar evolution, Internal rotation and Magnetic braking.
When a star’s helium core contracts, its envelope expands — by a factor of sixty for a solar-mass star, and more for a heavier one. The luminosity, the surface temperature and the density all change enormously, and the star leaves the place it had been sitting rather than travelling. So does the rotation, and it changes for the simplest possible reason.
The arithmetic
Angular momentum is , and the equatorial speed is . So
and at fixed , and the speed is inversely proportional to the radius. A hundredfold expansion is a hundredfold slowdown.
But does not stay fixed. On the main sequence the Sun’s is 0.073. A red giant’s envelope is enormously extended and its mass is concentrated towards the bottom of it, so the coefficient falls — to around 0.02 or below. That makes the slowdown faster than the reciprocal of the radius, and a hundredfold expansion becomes closer to a four-order change in surface speed.
What is measured, and what it costs to measure it
The observable is a line width, and at these speeds it is a small one.
There is a second measurement route that does not use a line width at all. A giant with starspots modulates its own brightness as it turns, so a long photometric record delivers a rotation period directly — and a period plus a radius from the seismic scaling relations gives an equatorial speed with no projection ambiguity in it. That route only works for stars with spots, which for giants means the magnetically active minority, so it samples the fast tail rather than the bulk. The two techniques are therefore complementary in exactly the awkward way: the one that reaches the slow majority delivers only an upper limit, and the one that delivers a real number only sees the anomalies.
That floor matters. A giant rotating at 0.5 km/s produces a broadening far below the star’s own macroturbulence, and the reported value is then an upper limit rather than a measurement. So the distribution of giant rotation speeds is well determined only above a few kilometres a second, and the bulk of the population is unresolved at the bottom of it — which is fine for this argument, since the bulk being below the floor is the prediction.
The fast tail
Their evolutionary state is fixed by where they sit relative to a cluster’s bend, and surveys of thousands of giants find that one to two per cent rotate faster than about eight kilometres a second, and a handful faster than fifty. Those cannot have got there by evolving.
The arithmetic forbids it. A giant at fifty kilometres a second and a hundred solar radii carries a specific angular momentum that on the main sequence would have corresponded to an equatorial speed of thousands of kilometres a second, well beyond break-up. There is no main-sequence progenitor that could have supplied it.
So the angular momentum was delivered. The candidates are all binary.
Engulfment of a companion. As the star expands, anything orbiting inside the growing radius is swallowed, and it deposits its orbital angular momentum in the envelope. A Jupiter-mass planet at a tenth of an astronomical unit carries enough to spin a giant’s envelope to several kilometres a second; a low-mass star carries far more.
Tidal spin-up without engulfment. A close companion raises a tide, and if the giant’s rotation is slower than the orbit — before the star fills its lobe and the flow narrows its own channel —, the tide transfers angular momentum from the orbit to the star. The giant’s enormous radius makes the tide extremely effective — the rate goes as a high power of the radius over the separation — so a companion that was tidally irrelevant on the main sequence becomes decisive on the giant branch.
A merger. Two stars that coalesce produce a single object with the orbital angular momentum of the pair, which is very large. Such objects are expected to be rapid rotators and to have anomalous surface compositions.
The three are ordered by how much they deliver, and the ordering is steep. A Jupiter at a tenth of an astronomical unit carries about ten to the forty-eight erg seconds; a brown dwarf at the same distance carries fifty times more; a low-mass stellar companion at half an astronomical unit carries a thousand times more still. A giant’s envelope needs something in the middle of that range to be spun to a few kilometres a second, and the top of the range would overspin it past break-up. So the observed distribution of rapid rotators — mostly modest, with a rare extreme tail — is roughly what a distribution of engulfed companion masses would produce, which is the argument for the interpretation as a class rather than object by object.
The independent evidence
The engulfment hypothesis makes predictions beyond the rotation, and two of them are checkable.
The first is lithium. Lithium is destroyed in stellar interiors and is largely absent from the surfaces of ordinary giants, whose deep convective envelopes have dredged up processed material. A swallowed planet delivers material that has never been inside a star, and it is lithium-rich. So an engulfment should leave a giant that is both rapidly rotating and lithium-enhanced — and the rapid rotators are indeed enhanced in lithium far more often than ordinary giants are.
The second is the core. Engulfment adds angular momentum to the envelope and not to the core, so an engulfed giant should have an anomalously large ratio of envelope to core rotation. That is measurable.
Where on the branch the star is
“Red giant” names several distinct evolutionary states with very different radii, and the rotation argument is sensitive to which one a star is in.
A star climbing the giant branch for the first time has a degenerate helium core and a hydrogen-burning shell, and its radius grows steadily as the core grows. At the tip it ignites helium, and the ignition rearranges the interior: the core expands, the shell moves outwards and cools, and the envelope contracts by a large factor. The star settles onto the clump — the red giant equivalent of a main sequence, where it burns helium in the core for a hundred million years at a radius of about ten solar radii rather than a hundred.
Then it climbs again, on the asymptotic branch, to radii larger than before.
The rotation follows all of that. A star on the clump has contracted from the tip, so conservation alone should have spun its envelope back up by the ratio of the radii — a factor of a hundred in the extreme case, which would make every clump star a rapid rotator. They are not: clump stars are slow, like everything else on the branch.
The resolution is that the contraction is not adiabatic in the relevant sense. The envelope is losing angular momentum throughout — to a wind, and to the coupling with the slowly rotating interior — and the helium flash itself is a violent enough rearrangement that the assumption of a fixed specific angular momentum per shell is not obviously safe. What the observations establish is that the spin-up does not happen, and the accounting for why is not settled.
The evolutionary state has to be known before a rotation rate means anything, and it is known — from the seismic quantities that separate a shell-burning star from a core-burning one at the same temperature and luminosity. Without that separation the giant rotation distribution is a mixture of populations that behave differently.
Why the slowdown matters beyond the star itself
A slow surface has consequences that reach well outside the envelope, and two of them are worth setting out because they turn a kinematic fact into an evolutionary one.
The first is the dynamo. A convective envelope generates a field only if it is rotating: the shear and the Coriolis force are what organise the convection into something that can wind a field. A giant that has slowed to a fraction of a kilometre a second has a Rossby number — the rotation period divided by the convective turnover time — that is very large, and its dynamo is correspondingly feeble. Ordinary red giants are magnetically quiet, and the ones that are not are, again, the rapid rotators. Magnetic activity in a giant is therefore a second, independent flag for the same anomaly the rotation flags, and the two agree object by object.
The second is the shape of the star. A rotating star is oblate and gravity-darkened, and both effects scale with the ratio of the rotation rate to the break-up rate. A giant’s break-up speed is small, because break-up goes as the square root of mass over radius and the radius is enormous — a hundred-solar-radius giant breaks up at about forty kilometres a second rather than the four hundred of a main-sequence star. So the fifty-kilometre-a-second rapid rotators are not merely unusual; they are at or above their own break-up limit, which is one of the reasons the reported extreme cases are treated with suspicion and re-measured.
The braking that stops
There is one more reason a giant is slow, and it works in the same direction.
A cool giant has a deep convective envelope, so it has a dynamo, so it has a magnetic field and a wind — which means it is being magnetically braked as well as being slowed by expansion. A star does not keep all the mass it was born with, and a giant’s mass loss rate is far higher than a main-sequence star’s, and its radius is far larger, so the lever arm is longer in absolute terms.
The two effects are hard to separate observationally because they predict the same thing for the bulk of the population. They differ for the fast tail: braking would eventually remove delivered angular momentum too, so an engulfment signature should decay, and the fraction of rapid rotators should fall with evolutionary state along the giant branch. It does.
The rapid rotators that are not anomalies
There is a class of fast-rotating giant that requires no companion at all, and separating it from the engulfment cases is the main difficulty in interpreting the tail.
A star more massive than about two solar masses does not have a convective envelope on the main sequence, so it has no magnetic brake and arrives at the giant branch turning fast — hundreds of kilometres a second rather than a few. Expansion still slows it by the factor this essay computes, and it starts from a hundred times higher, so it ends up at a few kilometres a second by ordinary evolution.
That means a giant at five kilometres a second is either a low-mass star that swallowed something or an intermediate-mass star that did not need to. The two are told apart by mass, and the mass comes from the seismic scaling relations — which is another reason the asteroseismic samples are the ones the statistics are drawn from.
There is a second and subtler contaminant at the same place in the distribution. A star with a close companion that has not been engulfed can be tidally synchronised: if the orbital period is short enough, the tide forces the giant’s rotation towards the orbital rate, and a giant synchronised to a ten-day orbit is turning at several kilometres a second without anything having been swallowed. Those systems are identifiable by their radial velocities, and removing them is routine — but only for the ones bright enough for repeated spectroscopy.
The one-to-two-per-cent figure quoted for the anomalous tail is therefore a figure after two removals, and how complete either removal is depends on whether the star was in a sample that had the ancillary data. The raw fraction of fast rotators is several times higher.
There is a third population worth mentioning because it is the one that would falsify the whole reading. A giant that has not swallowed anything and has no companion and is nevertheless rotating fast would require the slowdown argument itself to be wrong. None has been convincingly identified — every well-characterised fast rotator has turned out to have a companion, an anomalous composition, or a mass high enough to explain it — and the absence of that population is the strongest evidence the argument has.
It is an absence rather than a detection, so it is only as good as the follow-up. The systems that have been checked are the bright ones, and a fast rotator too faint for radial-velocity monitoring is a fast rotator whose companion has not been looked for.
What the picture cannot show
The tracks in the opening figure assume no mass loss, and for a star near the tip of the giant branch that is the weakest assumption in the essay. A star losing a substantial fraction of its envelope loses angular momentum with it, and on a lever arm that is at least the stellar radius — so the real tracks bend further down than the drawn ones at large radii, by an amount that depends on a mass loss rate known to a factor of several.
They also treat the star as rotating as one body. It does not: the core and the envelope have different rates, and the coefficient used to convert between angular momentum and surface speed is an average over a structure that is changing. The measured core-to-envelope contrast of about ten says the approximation is wrong by a factor of that order somewhere inside, and right at the surface, which is where the observable is.
There is a third omission, and it is the one that limits the whole comparison rather than any single track. A projected rotation speed is not a rotation speed: what a line width gives is the equatorial velocity multiplied by the sine of the inclination, and the inclination of a single giant is unknown. For a population that is fixable — the average of the sine over randomly oriented axes is known, so a distribution of measured values can be deprojected into a distribution of true ones — but for one star it is not, and a star measured at twenty kilometres a second may be turning at twenty or at fifty. Every statement above about a fast tail is therefore a statement about the tail of a deprojected distribution, and the deprojection assumes the axes are randomly oriented, which is exactly what would fail if the fast rotators had been spun up by a companion in a preferred plane.
The way round it is asteroseismic. The relative amplitudes of the components a rotating star’s oscillation modes split into depend on the angle between the rotation axis and the line of sight, so a star with detected oscillations gives its own inclination — and then the line width gives a genuine equatorial speed. That is available for a few thousand giants and for none of the brightest ones, which are the stars the extreme rotation claims are made about.
One more expansion factor brackets the range a real giant covers.
Where the ladder goes
The nearest rung is the transport question this keeps running into: why a giant’s core turns only ten times faster than its envelope when conservation alone allows hundreds. Everything in this essay is about the envelope, and the envelope is the half of the problem where the answer is known.
The other direction is the use of the fast tail as a census. If a rapidly rotating, lithium-rich giant is a star that has swallowed a planet, then counting them is counting planetary systems that ended — and the rate can be compared with the number of close-in planets found around main-sequence stars of the same mass. The two numbers are in the same range, which is a satisfying closure, and both are uncertain enough that the comparison is not yet a constraint.
About the same objects
Not linked from either essay — found by the objects both name.
- A neutron star born turning too slowly angular momentum · asteroseismology · moment of inertia
- Ninety-nine per cent of the mass and none of the spin angular momentum · magnetic braking · moment of inertia
- The clock that starts by forgetting asteroseismology · convective envelope · magnetic braking
- A cut-off period that is an age angular momentum · convective envelope
- A spin that left the axis it was given angular momentum · moment of inertia
- A tumble stopped by the field it tumbles through angular momentum · moment of inertia
The objects this essay names
Each one links to every other essay that touches it.
Angular momentumAsteroseismologyConvective envelopeCore envelope couplingLithium enrichmentMagnetic brakingMass loss rateMoment of inertiaPlanet engulfmentProjected rotation velocityRed giantStellar mergerStellar rotationTidal spin-up