One number sets the zone
Assumes The mass–luminosity relation and Tides.
The habitable zone is defined by a flux and not by a distance. A planet is in it if the starlight falling on each square metre is within a certain range — enough to keep water liquid somewhere on the surface, not so much that the oceans evaporate.
That definition has one enormous consequence, and it makes the whole diagram: since flux falls as the inverse square of distance, the zone’s radius scales as . And luminosity scales as roughly the fourth power of stellar mass. So the zone moves inward faster than the mass falls: a star of a fifth the Sun’s mass is about a two-hundredth as luminous, and its habitable zone sits at 0.08 to 0.16 AU — a twelfth of the Earth’s distance, inside where Mercury would be.
Where the edges come from
The inner edge is the runaway greenhouse. Raise the flux on an ocean planet and more water evaporates; water vapour is a greenhouse gas, so the surface warms and more evaporates still. Past a threshold the feedback runs away, the entire ocean enters the atmosphere, and the surface reaches temperatures at which nothing recognisable survives. That threshold is a computed quantity — the point at which the outgoing infrared radiation of a moist atmosphere stops rising with surface temperature — and for a Sun-like star it lands at about 1.01 times the Earth’s insolation, or 0.99 AU.
The Earth is one per cent inside the inner edge of its own habitable zone. The margin is not comfortable, and it is one of the least widely known numbers in the subject.
The outer edge is the maximum greenhouse. Move a planet outward and it needs more carbon dioxide to stay warm; the carbonate–silicate cycle is expected to supply it, weathering slowing as the planet cools and letting volcanic CO₂ accumulate. But CO₂ also scatters sunlight, and past a certain column the scattering beats the greenhouse effect. That optimum is the outer edge: about 0.34 times the Earth’s insolation, or 1.70 AU.
Both edges are outputs of one-dimensional climate models, and the numbers here are Kopparapu’s parameterisation of them, with the effective flux written as a polynomial in the star’s effective temperature. The temperature enters because a cooler star emits more of its light in the near infrared, where water and carbon dioxide absorb more strongly and snow reflects less — so the same total flux is more effective at warming a planet around a red star.
Why the band tilts so steeply
The steepness of the mass–luminosity relation is why the habitable zone is a diagonal band rather than a horizontal one, and it drives everything observational about the subject.
A planet in the habitable zone of a 0.2 M☉ star orbits between 0.08 and 0.16 AU, with a period between about three and seven weeks. That is a gift to observers, and every advantage compounds:
- The transit probability is , and although the star is small the orbit is far smaller, so it rises to about 1.6 per cent — more than three times the Earth’s 0.47.
- A period of weeks means dozens of transits inside a survey, rather than three or four.
- The transit depth for an Earth-sized planet is thirteen times deeper, because the star is 0.28 solar radii and the depth goes as the inverse square of that.
- The radial-velocity amplitude is nearly eight times larger, because the star is lighter and the orbit tighter, and carries .
Everything that makes a temperate rocky planet nearly undetectable around a Sun-like star is relieved by a factor of ten or more around an M dwarf. That is why every temperate rocky planet currently known orbits a small star, and it is a selection effect of unusual severity rather than a fact about where such planets exist.
The line that crosses the band
And here is the cost, drawn as the dashed line in the first figure.
A planet close to its star is despun by the tide the star raises on it. The timescale for that is
with the sixth power of the orbital distance doing what sixth powers do. Computed for an Earth-like planet with a ten-hour initial spin, and , the locking radius is 0.53 AU for the Sun — so the Earth, at 1 AU, is comfortably outside it and rotates freely. For a 0.089 M☉ star it is 0.24 AU, and TRAPPIST-1e at 0.029 AU is inside it by a factor of eight — so the innermost planets of that system have been locked since long before the star finished contracting.
The line crosses the inner edge of the habitable zone at about 0.67 solar masses. Below that, which is the great majority of stars, a planet in the habitable zone is tidally locked, with one hemisphere in permanent daylight and the other in permanent night.
Whether that is fatal is an open question and a lively one. Early work assumed the atmosphere would freeze out on the night side, ending the discussion. Three-dimensional climate models since have found that a modest atmosphere transports enough heat to prevent collapse, and that a locked planet can have a habitable band or a substellar “eyeball” ocean. What was once a disqualifying objection is now a parameter.
Where the planets in it actually are
The observational payoff of the whole diagram is that it says where to point, and the answer has moved sharply toward small stars.
Two things follow from the arithmetic in the previous section. Around an M dwarf, a habitable-zone planet is detectable by every method at once; around a Sun-like star it is at the edge of the best of them. So the occurrence rate of habitable-zone planets is well measured for small stars and barely measured for Sun-like ones, and the two rates are not obviously the same.
The current numbers put the rate around M dwarfs at a few tens of per cent — of order one habitable-zone rocky planet for every two to four such stars. Since M dwarfs are about three-quarters of all stars, the great majority of temperate rocky planets in the galaxy orbit stars whose habitable zone lies inside the locking radius. That is a statement about the typical case rather than about the solar system’s, and it is why the question of whether a tidally locked planet can hold an atmosphere is not a curiosity.
What the zone does not include
The list of things this definition ignores is longer than the definition.
It assumes an atmosphere. The limits are computed for an Earth-like atmosphere with an active carbonate–silicate cycle. A planet with no atmosphere has no greenhouse, and its surface temperature is the equilibrium temperature — 255 K for the Earth’s insolation, which is below freezing everywhere.
It assumes water and a surface. A gas giant in the zone has neither. A moon of that gas giant might have both, and would not appear on this diagram at all.
It ignores the star’s history. An M dwarf is far more luminous during its first few hundred million years than on the main sequence, so a planet in its eventual habitable zone spends its youth inside the runaway-greenhouse limit and may lose its water entirely before the star settles. Then there is the flaring: M dwarfs produce X-ray and ultraviolet flares thousands of times stronger relative to their output than the Sun’s, and the cumulative effect on an atmosphere over billions of years is not established.
It ignores everything about the planet except its orbit. Mass, composition, rotation, obliquity, magnetic field and the presence of a large moon are all absent from the calculation, and each of them plausibly matters more than a ten per cent difference in flux.
The zone moves while the star ages. A main-sequence star brightens slowly — the Sun is about 30 per cent brighter now than when it formed — so the zone sweeps outward over billions of years, and the continuously habitable zone, the band that stays inside the limits for a planet’s whole life, is narrower than the instantaneous one. The Earth was near the outer edge when life began and is near the inner edge now, which is a consequence of the same nuclear physics that sets a star’s whole life. And “habitable” is a very strong word for it. What the zone marks is where a particular kind of surface water could exist under a particular kind of atmosphere. It is a targeting criterion — where to point a telescope — and it has been repeatedly criticised for being read as anything more.
The temperature a planet would have without an atmosphere
Underneath the climate models there is one quantity that requires no modelling at all, and it is worth separating out because it is the thing actually determined by the orbit.
A body absorbing a fraction of the flux falling on its cross-section and radiating from its whole surface reaches
which for the Earth’s albedo of 0.3 gives 255 K. The Earth’s actual mean surface temperature is 288 K, so 33 kelvin of the Earth’s habitability is atmosphere and none of it is orbit.
That separation is the honest way to read the whole diagram. The orbit fixes exactly, given the star; everything between and a surface temperature is climate, and climate is where the models and the arguments are.
What was actually measured
The solar system’s own three data points. Venus receives 1.91 times the Earth’s flux and is at 737 K under 92 bars of carbon dioxide — the runaway greenhouse, observed. Mars receives 0.43 and is frozen, with clear evidence of ancient liquid water and no atmosphere left to keep it. The Earth is between them. Any model of the limits has to reproduce those three, and the conservative limits do: Venus is inside the inner edge and Mars is inside the outer, which is precisely the awkward part — Mars is in the conservative zone and is not habitable, because it lost its atmosphere.
Proxima Centauri b, 2016. Earth masses at 0.0485 AU around a 0.122 M☉ star: an insolation of about 0.65 times the Earth’s, squarely inside the zone, around the nearest star to the Sun. It is also inside the locking radius, and Proxima flares violently.
TRAPPIST-1 e, f and g. Three planets of the seven receive between 0.66 and 0.25 times the Earth’s flux, with radii and masses giving densities consistent with rock. JWST observations of the inner planets have so far found no atmospheres, which does not settle the outer ones but does raise the question of whether any of the system retained one.
Kepler-186 f, 2014. The first Earth-sized planet found in a habitable zone: 1.11 Earth radii, 130-day period, 0.48 M☉ star, at about 0.29 times the Earth’s insolation — near the outer edge. It is 180 parsecs away and its mass has never been measured.
The one thing that would settle it
Every statement in this essay is an inference from an orbit and a stellar model. None of it observes a planet.
What would observe one is a spectrum: carbon dioxide bands to establish there is an atmosphere at all, water to establish it is wet, and — much harder — a combination of gases that chemistry alone would not maintain. That measurement is transmission spectroscopy for a transiting planet and reflected-light spectroscopy for an imaged one, and both are at the limit of what is possible.
The arithmetic is unforgiving. A temperate rocky planet around an M dwarf has an atmospheric signal of tens of parts per million even with the small-star advantage, and it sits on a star whose spots contaminate the spectrum at a comparable level. Around a Sun-like star, reflected-light imaging needs a contrast of . Both are the design drivers of instruments that do not yet exist.
So the habitable zone is currently doing the job it was designed for and no more: it tells a committee which stars to observe. Whether the concept survives its first real atmospheric measurement is one of the things the next twenty years will decide.
A moon has two heat sources
The diagram treats starlight as the only thing warming a planet, and there is a class of body for which that is badly wrong.
A large moon of a giant planet in the habitable zone receives starlight like any other body at that distance, and it also receives tidal heat — because it is close to a massive primary and its orbit is unlikely to be exactly circular, for the same resonant reasons that keep Io’s eccentricity from damping.
That gives such a moon an energy budget with two terms, and the second one does not depend on the star at all. So a moon can be warm outside the habitable zone, and it can be far too warm inside it.
The second case is the interesting one. Tidal heating falls very steeply with distance from the primary — as the inverse sixth power, through the same dependence that sets a locking radius — so there is a distance inside which a moon receives more tidal heat than it can radiate at a habitable temperature. Io is the worked example: it receives about a fortieth of the Earth’s starlight and radiates twenty times the Earth’s internal heat flux, and the result is a body resurfaced continuously by volcanism.
So a moon has an inner edge of its own, set by the primary rather than by the star, and it is a hard edge: the flux rises by a factor of sixty-four for every halving of the orbital radius, so the transition from temperate to Io-like is fast.
The outer edge for a moon is different too. Beyond a distance of roughly a third of the primary’s Hill radius the orbit is not stable over the age of the system, so there is a bounded annulus in which a large moon can persist at all.
Between the two there is a band, and whether it overlaps the star’s habitable zone depends on the primary’s mass. For a Jupiter-mass planet at one astronomical unit the two bands do overlap, and a moon there would be warmed by both.
None of this appears on the diagram, because the diagram’s horizontal axis is distance from the star and a moon’s temperature depends on a distance from something else. It is a reminder that a habitable zone computed for planets is a statement about planets, and that the largest reservoir of liquid water in this solar system is under the ice of moons far outside it.
The generalisation
Defining a region by a threshold in a computed quantity, and then discovering that the threshold is where the interesting physics is, is a recurring move.
The snow line is defined by a temperature at which water condenses, and it organises the entire theory of planet formation. The Roche limit is where a tidal difference beats self-gravity, and it separates rings from moons. The Chandrasekhar mass is where degeneracy pressure stops winning. In every case the boundary is computed from a model, is approximate, and is nevertheless the most useful line on the diagram.
What is distinctive about this one is how much is being asked of it. The Roche limit predicts whether an object is torn apart, which is a mechanical question with a mechanical answer. The habitable zone is being asked to predict whether a planet has a biosphere, from its distance from a star, and the gap between what is computed and what is claimed is the widest in the subject.
One more reading separates the zone’s boundaries from the tidal-locking line that is usually drawn across them.
One number sets the zone and a great many others decide whether anything in it is habitable, which is why the boundary is drawn from stellar flux alone and read as though it meant something about planets.
Where this goes next
Everything above is an inference from an orbit. What would actually settle whether a planet has liquid water is a measurement of its atmosphere — and the technique for that begins with subtracting two brightnesses to isolate the planet’s own light.
Later rungs on this anchor: the runaway greenhouse derived. The carbonate–silicate cycle. Three-dimensional climate models of locked planets. M-dwarf flares and atmospheric loss. The pre-main-sequence luminosity problem. Habitable zones of binaries. Moons in habitable zones. Biosignatures and their false positives. The continuously habitable zone over a star’s lifetime. And whether the concept survives contact with the first real atmospheric spectrum of a temperate rocky planet.
What this makes readable
Essays that name this one as a prerequisite.
- The band moves and the orbit does not exoplanets
- The line beyond which ice counts as rock exoplanets
- The part of a rate that is a definition exoplanets
- A thermostat that only halves the error exoplanets
- A year too short to feel its own eccentricity exoplanets
- Steam before the zone existed exoplanets
About the same objects
Not linked from either essay — found by the objects both name.
- A year too short to feel its own eccentricity equilibrium temperature · habitable zone · m dwarf
- Steam before the zone existed habitable zone · m dwarf · runaway greenhouse
- A radius no cold planet is allowed equilibrium temperature · insolation
- A smaller star puts the valley lower insolation · m dwarf
- The planet is seen when it disappears albedo · tidal locking
What links here
The 8 of 12 essays linking to this one that name the most of the same objects.
- The band moves and the orbit does not exoplanets
- A thermostat that only halves the error exoplanets
- Nine orders of magnitude, half an arcsecond apart exoplanets
- The average depends on what is being averaged orbits
- The face that is not quite fixed sky
- The part of a rate that is a definition exoplanets
- The planets that were not seen exoplanets
- The sunniest place is the summer pole sky
The objects this essay names
Each one links to every other essay that touches it.
AlbedoClimate modelEffective fluxEquilibrium temperatureHabitable zoneInsolationM dwarfRunaway greenhouseStellar luminosityTidal locking