Astronomy & Celestial Mechanics
the sky, computed
Concept

Habitable zone — where it appears

The range of orbital distances at which a planet with an atmosphere could hold liquid water on its surface. Its boundaries depend on the assumed atmosphere as strongly as on the star, so the zone is a statement about a model rather than a property of the star alone.

Named by 13 essays across one field — each of them below, with the objects they name alongside it.

A gap where planets should be. The number of planets per star per interval of log radius, for orbital periods under a hundred days, corrected for detection efficiency. There are two peaks — super-Earths near 1.3 R⊕ and sub-Neptunes near 2.4 R⊕ — and a deficit between them at 1.89 R⊕, where the occurrence falls to 33% of the peak. The gap is not a gap in what can be detected: detection efficiency rises smoothly through it, so a smooth underlying distribution could not produce a dip there.

The planets that were not seen

An occurrence rate is a count divided by a probability, and the probability can be a five-hundredth. Everything difficult about saying how common planets are lives in that denominator.

exoplanets · Occurrence rates The habitable zone, and the radius inside which a day never ends. The conservative habitable zone — the runaway-greenhouse and maximum-greenhouse limits of Kopparapu's parameterisation — as a band in stellar mass against orbital distance, both logarithmic. For the Sun it runs from 0.99 to 1.71 AU, which is the published result and the check on the arithmetic here. The band moves inward far faster than the mass falls, because luminosity goes as roughly the fourth power of mass: a 0.2 M☉ star's zone is at 0.082–0.158 AU. The dashed line is the distance inside which a planet is tidally locked within 4.5 billion years, computed from τ = ω₀αmQa⁶/(3GM⋆²k₂R³) with an initial ten-hour spin, Q = 100 and k₂ = 0.3. It crosses the inner edge of the zone at 0.67 M☉ — so around every star below that, which is the great majority of stars, a planet in the habitable zone has one hemisphere in permanent daylight. The Earth is outside its own locking radius of 0.53 AU, and TRAPPIST-1e at 0.029 AU is inside its star's by a factor of 8.

One number sets the zone

The habitable zone is a band of stellar flux, so it scales as the square root of luminosity and moves inward far faster than mass falls. For most stars it lies inside the radius at which a planet is tidally locked.

exoplanets · Habitable zone Four defensible boxes, and a factor of 2.9 between the answers. Above: the occurrence surface in starlight received against planet radius, with four published definitions of "an Earth-size planet in the habitable zone" drawn on it as rectangles. The surface is a stated parameterisation — two lognormal populations at 1.3 and 2.4 Earth radii, with the radius valley at 1.9 between them, normalised so that the whole of it comes to 0.5 planets per star between one and four Earth radii inside a hundred days. Integrating it over the four boxes gives 17%, 8%, 6%, 10% — a factor of 2.9 between the conservative zone and a broad definition, before any error bar is attached to any of them. The dashed curve is what a transit survey can actually see: at one year around a Sun-like star the smallest detectable planet is 1.6 Earth radii, so the lower-left corner of every box contains no detections at all and the rate there is an extrapolation of a fitted surface rather than a count of anything. Below: the same integral with only one corner moved. Holding the flux range fixed and sliding the radius bound from 1.5 to 1.75 Earth radii — a quarter of an Earth radius, well inside the uncertainty of a measured planetary radius — changes the answer by 43 per cent, which is larger than every error bar quoted with any of these numbers. The published values of η⊕ span two per cent to sixty; roughly a factor of 2.9 of that is definition, and the rest is how far each author was willing to extrapolate past the dashed line.

The part of a rate that is a definition

Published values for the frequency of Earth-size planets in habitable zones span two per cent to sixty. The spread is not measurement error — it is where the box was drawn, on a surface that is steepest exactly at the corner every author has to choose, and outside the last detection.

exoplanets · Occurrence rates The shield that does not shield. Above: measured ion escape rates for three planets against their surface magnetic field. Venus and Mars have no dynamo at all and Earth has one, and the three rates lie within a factor of 9 — with the magnetised planet losing the most. The intuition that a magnetosphere protects an atmosphere is not a small correction away from being right; the measurement does not support it. Below: why. A dipole's field lines are not all closed. Those emerging within a polar cap reconnect with the wind's own field and lead straight to space, and the cap's area is set by how far the magnetosphere reaches — a boundary at ten planetary radii still leaves 5.1 per cent of the surface open. So a magnetosphere is both a shield and a funnel: it deflects the wind from most of the planet and collects ions from the whole ionosphere into the polar wind, which is exactly what an instrument above the poles measures leaving. Whether the net is protection depends on quantities nobody can compute from the field strength alone, and the three points above are the state of the evidence.

The shield that is also a funnel

A magnetic field is supposed to protect an atmosphere from the stellar wind. Venus and Mars have no dynamo and Earth has one, and their measured ion escape rates lie within a factor of a few — with the magnetised planet losing the most, because a dipole's polar field lines are open and lead straight to space.

exoplanets · Atmospheric escape The habitable zone of a 1 M☉ star, sweeping outwards. The inner and outer edges of the liquid-water zone against time, for a 1 solar-mass star whose main sequence lasts 10.0 Gyr. The star brightens as it burns hydrogen — a heavier core needs a hotter centre to hold the star up — so both edges move outward by a factor of 1.63 across the whole main sequence, and the band drawn here sweeps past any fixed orbit rather than containing it. Two quite different zones can be read off. The instantaneous zone at the age of the present-day Sun is 0.99 to 1.71 AU, which is the band a survey means by "in the habitable zone". The continuously habitable zone over the 10.0 Gyr drawn is the overlap of every instant in it — outside the inner edge at the end and inside the outer edge at the beginning — which is 1.37 to 1.44 AU, 10 per cent of the instantaneous width. The horizontal line is an orbit at 1 AU. It leaves the zone at 4.72 Gyr, when the inner edge overtakes it. None of these edges is a measurement: both come from one-dimensional climate models, and the inner one in particular is where a runaway greenhouse begins in a model whose clouds are prescribed.

The band moves and the orbit does not

A star brightens as it burns, so the distance at which water can be liquid sweeps outwards by a factor of one and a half across a main sequence. The band a survey quotes is an instant; the band a planet needs is the overlap of every instant, and for the Sun it is a tenth as wide and does not contain the Earth.

exoplanets · Habitable zone A thermostat that passes 40 per cent of the change it is meant to cancel. Surface temperature against the flux a planet absorbs, in units of the Earth's, for a planet round a 1 M☉ star, with and without the carbonate–silicate cycle. With carbon dioxide held at 280 µbar the temperature follows the flux directly. With weathering allowed to adjust — rock dissolves faster when it is warm and when there is more CO₂, and in the steady state it must remove exactly what volcanoes supply at 1 times today's rate — a colder planet accumulates CO₂ until the balance is restored. The feedback is real and it is not a set point. Near S = 1 it passes 40 per cent of a flux change through to the surface: the loop gain is k s / β = 1.49, with weathering rising one e-fold for every 9.7 K, a greenhouse of 4.33 K per e-folding of CO₂ and a CO₂ exponent of 0.3. The required CO₂ would reach 8.8 bar — the point at which more of it scatters sunlight faster than it traps heat, and the controller has nothing left to add — at S = 0.249. The steady state reaches 273 K at S = 0.531, before the CO₂ has run out — the outer edge of this planet's habitable zone is where the thermostat saturates or freezes, whichever comes first. The climate law is logarithmic in CO₂, which is right near today's values and only a calibration at several bar; ice-albedo feedback, which makes a cooling planet able to jump to a frozen state, is left out.

A thermostat that only halves the error

The carbonate–silicate cycle is credited with keeping a planet's water liquid across the whole width of its habitable zone. Written down with its own measured exponents, it is a proportional controller that cancels about three-fifths of a change in sunlight, takes half a million years to do it — and reaches the published outer edge only on a planet with an order of magnitude more volcanism than the Earth.

exoplanets · Habitable zone An eccentricity of 0.4 swings the surface by 126 K or by 0.1, depending on the length of the year. The peak-to-trough swing in surface temperature over one orbit, against orbital period, for a planet with eccentricity 0.4 receiving on average the flux the Earth does, for surface layers of 1, 10, 50 metres of water. The dashed line is the 126 K the surface would swing through with no heat capacity. Every curve rises from near zero at short periods, where the orbit is over before the layer can respond and the planet feels only the average flux, towards the full swing at long periods, where every part of the orbit lasts long enough to be felt in full. The crossover is where the orbital period is comparable with the layer's thermal time. The vertical marks are the orbital periods of the Earth-flux orbit round stars of 0.1 M☉ (7 days), 0.5 M☉ (0.2 years), 1 M☉ (0.9 years). At a fixed eccentricity a planet in the habitable zone of a small star is thermally averaging almost regardless of how much water it has, and one round a Sun-like star is not unless it has an ocean — the ordering is set by the star through the period, which is the one quantity the flux-averaged habitable zone discards.

A year too short to feel its own eccentricity

A planet on an eccentric orbit can have a comfortable average and murderous extremes, and the habitable zone is drawn from the average. Whether the surface lives on the average or on the extremes is not decided by the flux at all — it is the ratio of how long the surface takes to change temperature to how long the year lasts, and the star sets the year.

exoplanets · Habitable zone A planet in the middle of a 0.08 M☉ star's zone spends 94 Myr too hot to keep an ocean. How long a planet spends receiving more flux than the runaway-greenhouse limit while its star contracts onto the main sequence, against stellar mass, for planets at the inner edge, in the middle, at the outer edge of the zone the star will have once it settles. The luminosity is the contraction law of a fully convective star, falling as t^(−2/3) from an age of 1 Myr until arrival; the limit is the runaway flux for the star's temperature. A planet at the inner edge is too hot for 313 Myr round a 0.08 M☉ star and 17.8 Myr round a 0.6 M☉ one; a planet in the middle is too hot for 94 Myr round a 0.08 M☉ star and 5.5 Myr round a 0.6 M☉ one; a planet at the outer edge is too hot for 39 Myr round a 0.08 M☉ star and 2.0 Myr round a 0.6 M☉ one. A runaway greenhouse is not a hot climate; it is a state in which the ocean is entirely in the atmosphere as steam, where ultraviolet light splits it and hydrogen escapes. A planet in the eventual zone of the commonest stars in the galaxy begins its life in that state for tens to hundreds of millions of years — a span comparable with the whole assembly of the Earth. The durations are measured from 1 Myr; a rocky planet may take tens of millions of years to finish forming, and one that formed later misses the start of its exposure, while the smallest stars' arrival times are somewhat short in this model, which lengthens the end of it.

Steam before the zone existed

The smallest stars take hundreds of millions of years to contract onto the main sequence, shining at many times the luminosity they will settle at. A planet in the habitable zone such a star will eventually have spends that time with its ocean in the air as steam, while starlight splits the water and the hydrogen leaves — so the zone of the commonest star in the galaxy is a place that had to survive being too hot first.

exoplanets · Habitable zone A fringe that is dark on the star and bright on the planet. The fraction of a point source's light an interferometric nuller transmits, against its angle from the star along the baseline, in milliarcseconds, for two telescopes 10.3 m apart observing at 10 μm — the baseline that puts the first bright fringe exactly on a planet 1 AU from a star 10 pc away, 100 milliarcseconds out. The solid curve is the two-telescope null, sin²: it is zero on the star and rises as the square of the angle. The dashed curve is a quartic null, sin⁴, made by combining four apertures: it is darker near the star and narrower at the planet. The shaded strip is the star itself, 0.93 milliarcseconds across. It looks negligible at this scale, but the null is not perfect across it, and what leaks from that strip is the quantity the whole technique has to beat.

A null filled in by the star itself

Two telescopes combined out of phase cancel a star on the axis and pass a planet beside it, and the cancellation rises only as the square of the angle away from the axis. A star is not a point, so its own edges sit off the axis — and for the Sun seen with the baseline that finds the Earth, they leak through at a hundred and fifty times the Earth's brightness, at every distance, because the leak depends only on the size of the star compared with the planet's orbit.

exoplanets · Direct imaging What shares a resolution element with an Earth twin. Light collected in one resolution element around an Earth-like planet in the habitable zone of a Sun-like star, against the system's distance, both on logarithmic scales, for a 6 metre telescope at visible wavelengths, in units of the planet's own light at 10 parsecs. The planet and the leaked starlight both dim as the square of distance. The exozodiacal dust, at 3 times the Solar System's level, and the Solar System's own zodiacal light do not dim at all: each is a surface brightness, and a resolution element at a greater distance simply contains more dust. The exozodi equals the planet at 9.1 parsecs and is 11 times it at 30.

Dust that does not dim with distance

An Earth-like planet around a nearby star is seen against the glow of the dust in its own system, and the two behave differently with distance. The planet is a point, and it fades as the square of how far away it is. The dust is a surface, and a surface does not fade at all — a more distant system packs more dust into each resolution element in exactly the proportion its light is diluted. So the dust around a star, not the telescope's contrast, sets how far away an Earth can be found, and how many stars a search can reach.

exoplanets · Direct imaging Small planets and giant planets per star, against the mass of the star. Planets per star against the host star's mass, both on logarithmic axes, for small planets (one to four Earth radii, orbital periods under 200 days) and giant planets (above a third of Jupiter's mass, within 2.5 astronomical units). The small-planet rate is drawn as 1.1 per star at one solar mass rising as M^−0.6; the giant rate as 7 per cent at one solar mass falling towards small stars as M^1. Both are representative of published fits, not fits of their own. At 0.3 solar masses a star has 2.3 small planets and a 2.1 per cent chance of a giant; at one solar mass 1.1 and 7 per cent. The ratio of small planets to giants changes by a factor of 7 between the two, so a statement about how common planets are depends on which star it is about as much as on which planet.

More small planets round smaller stars

A red dwarf has about twice as many small planets as the Sun's kind of star and a third as many giants. The two populations move in opposite directions along the same axis, and the small planets were built from discs several times poorer.

exoplanets · Occurrence rates Where a ten-micron zodi comes from. How much each logarithmic interval of radius contributes to the ten-micron glow of a Sun-like star's exozodiacal dust, for blackbody grains in the Solar System's radial profile, seen face-on from 10 pc: with no instrument (dashed) and through a 14.4 m nulling interferometer whose fringes suppress the light near the star (solid, with the averaged transmission dotted). Without the null the glow is concentrated far inside the habitable zone at 1 AU (marked), because the grains' emission at ten microns rises steeply with their temperature: half of it comes from inside 0.34 AU. The null removes the innermost part and pushes the sensitivity outward, but half the nulled signal still comes from inside 0.69 AU, peaking at 0.74. A zodi level measured this way is a measurement of the dust between a few tenths of an AU and the habitable zone, extrapolated to the habitable zone with the Sun's profile.

A zodi measured in heat and needed in light

The dust around nearby stars that will limit the search for Earth-like planets in reflected light has been measured — but in its own glow at ten microns, by an interferometer whose fringes hide the dust nearest the star. Converting that measurement into the visible brightness at the habitable zone needs the dust's radial profile and its grains' albedo and temperature, none of which was measured. The same ten-micron zodi can mean a quarter or ten times the visible dust a coronagraph will see.

exoplanets · Direct imaging An envelope worn down by a young star's ultraviolet. The mass of a primordial hydrogen envelope, as a fraction of the planet's mass, against age, for an Earth-mass planet in the middle of the eventual habitable zone of a 0.1 M☉ star, starting with 0.1%, 0.3%, 1%, 3% of its mass in hydrogen. The star contracts toward the main sequence and stays saturated in X-rays for 1.5 Gyr; the envelope inflates the planet, so it intercepts more of that light and loses mass faster than a bare rock would. The shaded span is the 75 Myr during which the planet receives more light than the runaway-greenhouse limit, when any exposed ocean would be steam. 0.1% is gone at 463 Myr; 0.3% is gone at 1.5 Gyr; 1% outlasts 5 Gyr; 3% outlasts 5 Gyr. An envelope that outlasts the shaded span has shielded the ocean through the whole of the runaway; one that also outlasts the planet's present age has left it a small gas-rich planet rather than a rocky one.

An envelope spent so an ocean could stay

A planet in the eventual habitable zone of a small red dwarf spends its first tens of millions of years too close to a star that is still contracting and still bright, with its ocean boiled into steam and the steam being split and lost. A wisp of hydrogen left over from the nebula — a few hundredths of a per cent of the planet's mass — would change that, because the star's ultraviolet would spend itself removing the hydrogen first. The envelope that shields the ocean and the envelope that never leaves bracket a range a factor of twenty wide, and the amounts a rocky planet is expected to capture fall inside it.

exoplanets · Habitable zone

Named alongside it

The objects these essays reach for when they reach for this one.

Runaway greenhouseM dwarfDirect imagingEquilibrium temperatureOccurrence rateSurvey yieldAlbedoAtmospheric escapeCarbonate silicate cycleClimate modelCompletenessCoronagraph

All concepts