Astronomy & Celestial Mechanics
the sky, computed
Concept

Payload fraction — where it appears

The share of a rocket's lift-off mass delivered as payload. It is a product over the stages, each stage's own fraction being (e^(−Δv/vₑ) − ε)/(1 − ε), and it goes negative when a stage is asked for more velocity than its structure allows.

Named by 4 essays across one field — each of them below, with the objects they name alongside it.

Payload fraction against the number of stages, for 9.4 km/s at three structural fractions. Overall payload fraction λ = λ₁ⁿ against the number of equal stages sharing 9.4 km/s, for structural coefficients 0.06, 0.08, 0.12 and an exhaust speed of 3.432 km/s (I_sp 350 s). At ε = 0.08 a single stage has a negative payload fraction, −1.67%: the mass ratio 15.5 it needs leaves less than the tankage weighs. That is the wall, and it is the structural fraction rather than the exponential — one stage tops out at vₑ ln(1/ε) = 8.67 km/s, 0.73 km/s short, so each curve begins where λ₁ crosses zero. At ε = 0.06 the same engine does clear 9.4 km/s in one stage, with 0.50% of the vehicle as payload — the wall moves with the tank, not with the engine. Two stages then buy 3.59% and five 4.66%, against a ceiling of 5.10% at infinitely many: the step from two stages to three is 0.67 points of payload, and the step from four stages to five is 0.14 points of payload — which is why a launcher is built with two or three stages and not with five. Falcon 9 Block 5 is plotted at its own mass table: 22.8 t of 549 t is 4.15%, and its per-stage structural coefficients are 0.061 and 0.040, both better than the 0.08 the family curve assumes.

The stage that has to be thrown away

The rocket equation does not forbid a single stage from reaching orbit. The tank does — by 0.73 km/s out of 9.4, which is close enough that the question stayed open for forty years and expensive enough that it was never once answered in flight.

spaceflight · Rocket equation Where the 9.4 km/s should be divided between two unequal stages. Overall payload fraction against the share of the 9.4 km/s given to the first stage, for a vehicle whose two stages are not alike: kerosene and oxygen, first stage at ε = 0.06 and I_sp 300 s, so vₑ = 2.942 km/s; hydrogen and oxygen, second stage at ε = 0.09 and I_sp 450 s, so vₑ = 4.413 km/s. The curve falls to zero at both ends, because a stage asked for too much Δv has a negative payload fraction and the vehicle does not close. The maximum is at 26.8 per cent — 2.52 km/s in the first stage and 6.88 in the second — and it delivers 5.130 per cent of the lift-off mass as payload against 4.240 per cent for an equal division. The gain from optimising is 21.0 per cent of the payload — worth having on a vehicle whose payload is five per cent of its mass, and small next to the difference the second stage's exhaust speed makes. What the shape says is more useful than where the peak is: moving ten points either side of the optimum still delivers 4.905 per cent, so the penalty for getting the split wrong is 4.4 per cent of the payload. A penalty that small is why launch vehicles are staged on structural and operational grounds — where the tank domes go, which engines exist, what can be transported by road — and the calculus is run afterwards to check that nothing has been left on the table. Note also which way the optimum leans: the better stage is the second, and it is given more of the work, because a share of Δv bought at a higher exhaust speed costs less mass.

The split that is not an equal split

Two stages sharing a velocity budget do not share it evenly, and the calculus that divides it hands more of the work to whichever stage has the better exhaust speed. The optimum is interior, it is worth about a fifth of the payload, and at this mission it is flat enough that nobody designs to it.

spaceflight · Rocket equation There is a best exhaust speed, and the calendar picks it. Payload fraction against exhaust speed for a 11 km/s mission, at three thrusting durations, with a power plant of 0.025 kilograms per watt of jet power. The vehicle is payload plus power plant plus propellant and the arithmetic is one line: λ = e^(−Δv/c) − (αc²/2t)(1 − e^(−Δv/c)), the first term the rocket equation and the second the mass of the machine that makes the jet. They pull opposite ways. A slow exhaust burns propellant; a fast one needs power, and the power per newton rises in proportion to c, so the plant's mass rises as c². Neither end is where anybody builds, and the optimum is 3,211 s over 200 days, 6,523 s over 700 days, 11,424 s over 2000 days — the same mission, the same Δv, and the best engine for it changes by a factor of 3.6 depending only on how long there is to do it. A gridded ion engine at 3,100 seconds sits at 30.4 km/s, which suits the shortest of these and is slow for the longest. What the curve cannot show is that α is not a constant either: a solar array's mass per watt falls as the fourth power of the distance from the Sun, so the same vehicle is a different point on this plot at Mars and at Jupiter.

The engine is chosen by the calendar

A chemical stage's exhaust speed is fixed by chemistry. An electric one's is a dial, and turning it up costs power — so there is a best setting, and it is decided by how long the mission has rather than by how far it is going.

spaceflight · Low-thrust transfer Where to stage, if the first stage is coming home. The payload a two-stage rocket puts into low orbit, as a share of its lift-off mass, against how much of the 9.4 km/s it needs is supplied by the first stage, with exhaust speeds of 3 and 3.4 km/s and structural fractions of 0.05 and 0.06. Thrown away, the first stage is best asked for 4.1 km/s and the rocket carries 3.5%. Landed downrange — 0.02 more of its mass in legs and fins, and propellant kept for an entry and a landing burn — the best split moves down to 3.1 km/s and the payload falls to 3.0%. Flown back to the launch site, which first cancels the stage's downrange speed, it moves to 2.5 km/s and 2.7%. A recoverable first stage is asked to do less, and the upper stage does the rest.

A booster that flies home pays with the stage above it

A first stage that lands carries legs, fins and the propellant to bring itself back, all of which the rocket equation charges at the exponential rate it charges everything else. Recovered from a rocket designed to be thrown away, it costs a fifth of the payload. Recovered from a rocket designed around it, the toll falls by a third — because the best place to separate a stage that is coming home is earlier and slower, and the stage above it does the rest.

spaceflight · Rocket equation

Named alongside it

The objects these essays reach for when they reach for this one.

ΔvExhaust velocityMass ratioSpecific impulseStagingPropellantRocket equationStructural coefficientTsiolkovsky equationElectric propulsionEscape velocityHohmann transfer

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